Legal

Legal & Compliance Officer At Unocasa Limited

UNOCASA Limited·Lagos, nigeria·Full Time·Contract
LegalFull TimeContract

Job Summary

  • Are you a compliance-savvy legal professional with a deep understanding of the Nigerian Capital Markets?
  • The Legal & Compliance Officer supports the firm in meeting its regulatory, legal, and governance obligations as a SEC-licensed Fund/Portfolio Manager.
  • The role ensures compliance with SEC Nigeria Rules, ISA 2007/2025, AML/CFT regulations, and internal policies.
  • The officer also provides legal advisory, prepares and reviews transaction documents, manages regulatory filings, and serves as a key interface between the firm and regulators (SEC, NFIU, FIRS, CAC, etc.).

Responsibilities

  • This is a hands-on role requiring strong analytical skills, attention to detail, and the ability to interpret and apply financial regulations.

What You'll Do

  • Lead SEC regulatory filings (Daily, QMR, AUM, Annual).
  • Draft and negotiate complex investment agreements (IMAs, SLAs, NDAs).
  • Act as the primary interface for SEC, NFIU, and CAC.
  • Drive the AML/CFT and KYC/CDD framework.

What We're Looking For

  • LLB / BL with 3 - 6 years of experience in Asset Management, Fund Management, or Investment Banking.
  • Proven track record of handling SEC Nigeria rules and filings.
  • High integrity and the ability to work independently in a fast-paced environment.

Key skills

BA/BSc/HND

At a glance

Company

UNOCASA Limited

Location

Lagos, nigeria

Employment

Full Time

Experience

Valid until

Not specified

Created

July 31, 2026

More opportunities

Similar roles you might like

Junior Legal Counsel At Afripoint Group Limited

Afripoint Group Limited

Lagos, nigeria

full-time

Department: Legal & Compliance Reports To: Senior Legal & Compliance Officer Job Summary We are seeking a motivated and detail-oriented Junior Legal Counsel to support the Legal & Compliance function across the Group and its subsidiaries. The successful candidate will assist with legal research, contract drafting and review, corporate governance, regulatory compliance, litigation management, and other legal matters arising from the Group's business operations. The role provides an excellent opportunity for a young lawyer to gain broad in-house legal experience across multiple business sectors. Key Responsibilities The Junior Legal Counsel will: Assist in drafting, reviewing and proofreading contracts, agreements, memoranda, letters and other legal documents. Conduct legal and regulatory research and prepare legal opinions, summaries and advisory notes. Support the review of commercial transactions and provide preliminary legal input under supervision. Assist with corporate governance and secretarial matters for the Group and its subsidiaries. Support statutory and regulatory filings with relevant government agencies and regulators, including the Corporate Affairs Commission (CAC). Maintain and update corporate records, statutory registers, licenses, permits and other compliance documentation. Monitor applicable laws, regulations and regulatory developments relevant to the Group's businesses. Assist in implementing and monitoring the Group's legal and compliance policies and procedures. Support the management and coordination of litigation, external solicitors and other professional advisers. Carry out other legal, corporate and compliance assignments as may be delegated by the Legal & Compliance Officer. Qualifications and Requirements LL.B from a recognized institution. Called to the Nigerian Bar. 1 - 3 years post-call experience; Strong legal research, writing and drafting skills. Good understanding of Nigerian corporate and commercial law. Good interpersonal and communication skills. Proficiency in Microsoft Office applications. High level of integrity, professionalism and confidentiality. Preferred Competencies: Commercial awareness and interest in business operations. Ability to learn quickly and work effectively in a fast-paced environment. Strong analytical and problem-solving abilities. Ability to work independently while taking appropriate supervision and direction. A proactive and solution-oriented mindset.

4 days ago

Compliance Officer At Payzeep

Payzeep

Abuja, nigeria

full-time

Position Summary PayZeep is seeking a highly motivated and detail-oriented Legal & Compliance Officer to support the Company's legal, regulatory compliance, corporate governance, risk management, and financial crime compliance activities. The successful candidate will work closely with the Legal & Compliance Manager and cross-functional teams to ensure compliance with applicable laws, regulations, internal policies, and industry best practices. This role is ideal for a legal professional with strong analytical skills, sound judgment, and a passion for supporting regulatory excellence within a fast-paced fintech environment. Key Responsibilities Support the implementation and continuous improvement of the Company's legal, regulatory compliance, and corporate governance frameworks. Provide day-to-day legal and compliance support to business units, ensuring alignment with applicable laws, regulations, and internal policies. Assist in monitoring regulatory developments and identifying changes that may impact the Company's operations and compliance obligations. Support the preparation and submission of regulatory filings, statutory reports, disclosures, and correspondence with relevant regulatory authorities. Coordinate with internal stakeholders to ensure compliance requirements are effectively embedded into business processes, products, and operational activities. Review contracts, agreements, policies, and legal documentation and provide recommendations to mitigate legal and regulatory risks. Support the maintenance of corporate records, regulatory documentation, licenses, and statutory registers. Assist in conducting compliance monitoring activities, reviews, testing, and risk assessments across the business. Identify potential compliance gaps and control weaknesses and recommend appropriate corrective actions. Support internal and external audits by preparing documentation, responding to inquiries, and tracking remediation actions. Assist in the implementation and monitoring of Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), Know Your Customer (KYC), sanctions screening, and financial crime compliance controls. Review transaction monitoring alerts and support the investigation and escalation of suspicious or unusual activities. Assist with the preparation and filing of Suspicious Transaction Reports (STRs) and other regulatory reports in accordance with applicable requirements. Support fraud prevention and detection activities by reviewing fraud cases, alerts, investigation outcomes, and effectiveness control. Maintain accurate records of compliance reviews, investigations, regulatory communications, and monitoring activities. Assist in conducting investigations into compliance breaches, regulatory violations, and ethical concerns, documenting findings and recommendations. Contribute to the development and delivery of compliance training and awareness programs covering AML/CFT, anti-bribery and corruption, ethics, data privacy, and other regulatory requirements. Promote a strong culture of compliance, integrity, accountability, and ethical conduct across the organization. Prepare periodic compliance reports, dashboards, and management updates for review by the Legal & Compliance Manager and senior stakeholders. Collaborate with cross-functional teams to support regulatory examinations, compliance projects, policy reviews, and continuous improvement initiatives. Qualifications & Experience Bachelor of Laws (LL.B.) degree from a recognized institution. Qualified Legal Practitioner and duly called to the Nigerian Bar. Minimum of 3-5 years' experience in Legal, Compliance, Regulatory Affairs, Risk Management, Corporate Governance, or related functions within fintech, banking, financial services, or other regulated industries. Working knowledge of financial services regulations, AML/CFT requirements, KYC obligations, data privacy requirements, and corporate governance principles. Experience supporting regulatory engagements, compliance reviews, audits, and investigations. Strong legal drafting, document review, and contract management skills. Excellent analytical, problem-solving, and attention-to-detail capabilities. Strong written and verbal communication skills. Preferred Qualifications Professional certifications in Compliance, Regulatory Compliance, AML/CFT, Risk Management, or Corporate Governance. Membership of relevant professional bodies such as:

a month ago

Legal & Compliance Officer At Teamace Limited

TeamAce Limited

Lagos, nigeria

full-time

Role Summary The Legal & Compliance Officer will provide legal, regulatory, and corporate governance support across TeamAce, TFS, and Paytro Limited. The role involves drafting and reviewing legal documents, supporting compliance initiatives, maintaining statutory records, and performing company secretarial duties to ensure the organization operates in line with applicable laws and internal governance standards. The officer will work closely with the Governance, Risk & Compliance Lead and external counsel to provide efficient legal support across the business. Key Responsibilities Legal Advisory & Contract Management: Provide day-to-day legal support to management and business units. Draft, review, and negotiate contracts and other legal documents. Prepare and review SLAs, client agreements, vendor agreements, consultancy agreements, NDAs, and employment contracts. Review procurement documents for legal adequacy and compliance. Identify legal risks in contracts and recommend mitigation measures. Maintain a central repository of executed contracts and monitor renewal dates. Company Secretarial & Corporate Governance: Liaise with the Corporate Affairs Commission (CAC) and relevant regulatory bodies on filings and post-incorporation matters. Maintain statutory registers, corporate records, board resolutions, shareholder documentation, and company filings. Support the implementation of corporate governance practices. Compliance & Regulatory Support: Monitor changes in laws and regulations and advise on business implications. Support compliance initiatives and internal policy adherence. Assist with compliance reports and regulatory submissions. Policy & Documentation: Review and update company policies, SOPs, and legal templates. Provide legal input during policy development and process improvement initiatives. Legal Risk Management: Identify, assess, and monitor legal and compliance risks. Maintain a legal risk register and track mitigation actions. Advise management on legal vulnerabilities and recommend corrective actions. Escalate significant legal or regulatory risks promptly. Business Support: Provide legal support during client onboarding and business transactions. Review legal requirements for new business opportunities. Liaise with external counsel on specialized legal matters. Perform any other duties as assigned. Requirements LL.B Degree B.L qualification from the Nigerian Law School. Active membership of the Nigerian Bar Association (NBA). Minimum of 2 years post-call experience in corporate/commercial law or legal advisory. In-house or reputable law firm experience is an advantage. Proficiency in Microsoft Office and Google Workspace. Strong written and verbal communication skills. High level of professionalism, integrity, and confidentiality. Excellent organizational, planning, and time-management skills. Ability to work independently and manage multiple priorities. Added Advantage: Membership of the Institute of Chartered Secretaries and Administrators of Nigeria (ICSAN). Benefits Salary: N300,000 monthly. Health insurance Flexible work style Paid time off Monthly lifestyle management and therapy sessions Professional development opportunities Collaborative and supportive work environment Access to a strong network of industry professionals.

a month ago

Legal & Compliance Officer At Unocasa Limited
Lagos, nigeria
Apply