Legal

Legal And Compliance Officer At Andersen

Andersen·Lagos, nigeria·Full Time·Contract
LegalFull TimeContract

Job Summary

  • The Legal and Compliance Officer supports the Firm's legal, regulatory, and compliance functions by ensuring adherence to applicable laws, regulations and professional standards. The role involves providing legal and compliance guidance, reviewing contracts and legal documents, supporting corporate governance activities, managing statutory filings and records, conducting compliance reviews, and assisting with risk management initiatives.

Job Details

  • Participate in the development and implementation of an effective compliance framework to ensure compliance with all relevant laws, regulations and internal policies.
  • Support in the draft, review and negotiation of contracts, reports, internal governance policies and other legal documents relevant to the Firm's operations.
  • Participate in internal risk management and independence compliance reviews in line with global requirements.
  • Provide legal guidance to management and internal teams to ensure compliance with the Firm's Standard Terms and Conditions.
  • Liaise with regulatory bodies and ensure timely compliance with statutory requirements, licenses, and permits as applicable to the Firm's business operations.
  • Assist in organizing Board meetings by preparing notices, meeting agendas, materials for board packs and minutes of meeting.
  • Maintain statutory records such as register of members, directors, meeting minutes; and ensure proper filing of relevant documents at the Corporate Affairs Commission.
  • Assist in managing legal disputes, claims and contractual issues by recommending sound and practical resolutions.
  • Participate in conducting internal compliance training programs for employees.
  • Provide support to the General Counsel and External Legal Counsel in managing the Firm's legal affairs.
  • Perform other tasks as may be assigned from time to time.

Requirements

  • Bachelor of Laws (LL.B) degree and Call to the Nigerian Bar (B.L).
  • Minimum of 5-6 years post-call experience in Legal & Compliance.
  • Experience gained in a professional services firm or international company will be an added advantage.
  • Strong knowledge of corporate, commercial, and company law, data privacy regulations, ICAN regulations, IFAC Code of Ethics for Accountants, amongst others.
  • Strong analytical, research and problem-solving skills.
  • Excellent attention to detail and strong organizational skills.
  • Excellent oral and written communication skills.
  • Strong interpersonal skills and ability to work well in a team.
  • Excellent time management and ability to prioritize tasks effectively.
  • Excellent presentation skills and knowledge of Microsoft Office suites.

Key skills

BA/BSc/HND

At a glance

Company

Andersen

Location

Lagos, nigeria

Employment

Full Time

Experience

Valid until

Not specified

Created

June 15, 2026

More opportunities

Similar roles you might like

Legal And Compliance Officer At First Ally

First Ally

Lagos, nigeria

full-time

Role Summary: The Legal and Compliance Officer will oversee regulatory compliance and legal advisory functions, ensuring adherence to capital market regulations and fund management laws. The candidate must be a SEC-Sponsored Individual with demonstrated experience in fund management compliance. Key Responsibilities: Develop, implement, and maintain comprehensive compliance frameworks in line with the Securities and Exchange Commission and other regulatory requirements, ensuring all activities align with industry regulations, policies, and ethical standards. Oversee the preparation, submission, and accuracy of all regulatory filings while ensuring timely submissions. Monitor and manage compliance risks, developing strategic solutions to mitigate regulatory exposures. Serve as the primary liaison for regulatory bodies, including facilitating the Securities and Exchange Commission inspections, audits, and maintaining cordial relationships with regulators such as the Financial Reporting Council, and others. Provide legal advisory support to ensure compliance with fund management agreements, client mandates, and industry best practices. Conduct internal compliance training to foster a culture of accountability, awareness, and adherence to statutory regulations. Coordinate the drafting, periodic reviews, and updates of compliance-related policies such as the Compliance Manual, Anti-Money Laundering policies, and Complaint Management Policy. Conduct regulatory watch, review proposed laws and regulations, and advise on their impact on the Group's operations. Facilitate the registration and maintenance of an adequate number of SEC Sponsored Individuals for each company in the Group. Proactively address and resolve identified regulatory breaches or infractions to ensure zero penalties or infractions. Plan and coordinate periodic compliance audits and training sessions as required by law. Assist in drafting, reviewing, and vetting legal and commercial documentation, providing legal support across all units. Prepare compliance reports and circulate updates on relevant regulatory changes to all units. Ensure compliance with Know Your Customer (KYC) policies and manage customer complaints in adherence to SEC Rules on Complaint Management. Act as a trusted advisor, offering business advisory services on day-to-day compliance matters and supporting management on strategic fund governance decisions. Qualifications, Skills and Attributes: Must be a SEC-Sponsored Individual- (Compliance Officer) 7-9 years of proven experience in compliance, specifically within the fund management sector. Strong knowledge of SEC rules, AML/CFT/CPF regulations, and Nigerian capital market laws. Exceptional analytical and problem-solving skills with attention to detail. Proactive and capable of working independently Strong legal research and drafting skills, with exceptional attention to detail Excellent written and verbal communication, people management, and relationship-building skills Highly organised and able to manage multiple tasks efficiently Ability to navigate and balance both legal and commercial considerations High level of integrity and professionalism Collaborative team player with a focus on achieving collective goals

3 days ago

Legal And Compliance Officer At First Ally

First Ally

Lagos, nigeria

full-time

Role Summary: The Legal and Compliance Manager will oversee regulatory compliance and legal advisory functions, ensuring adherence to capital market regulations and fund management laws. The candidate must be a SEC-Sponsored Individual with demonstrated experience in fund management compliance. Key Responsibilities: Develop, implement, and maintain comprehensive compliance frameworks in line with the Securities and Exchange Commission and other regulatory requirements, ensuring all activities align with industry regulations, policies, and ethical standards. Oversee the preparation, submission, and accuracy of all regulatory filings while ensuring timely submissions. Monitor and manage compliance risks, developing strategic solutions to mitigate regulatory exposures. Serve as the primary liaison for regulatory bodies, including facilitating the Securities and Exchange Commission inspections, audits, and maintaining cordial relationships with regulators such as the Financial Reporting Council, and others. Provide legal advisory support to ensure compliance with fund management agreements, client mandates, and industry best practices. Conduct internal compliance training to foster a culture of accountability, awareness, and adherence to statutory regulations. Coordinate the drafting, periodic reviews, and updates of compliance-related policies such as the Compliance Manual, Anti-Money Laundering policies, and Complaint Management Policy. Conduct regulatory watch, review proposed laws and regulations, and advise on their impact on the Group's operations. Facilitate the registration and maintenance of an adequate number of SEC Sponsored Individuals for each company in the Group. Proactively address and resolve identified regulatory breaches or infractions to ensure zero penalties or infractions. Plan and coordinate periodic compliance audits and training sessions as required by law. Assist in drafting, reviewing, and vetting legal and commercial documentation, providing legal support across all units. Prepare compliance reports and circulate updates on relevant regulatory changes to all units. Ensure compliance with Know Your Customer (KYC) policies and manage customer complaints in adherence to SEC Rules on Complaint Management. Act as a trusted advisor, offering business advisory services on day-to-day compliance matters and supporting management on strategic fund governance decisions. Qualifications, Skills and Attributes: Must be a SEC-Sponsored Individual- (Compliance Officer) 7-9 years of proven experience in compliance, specifically within the fund management sector. Strong knowledge of SEC rules, AML/CFT/CPF regulations, and Nigerian capital market laws. Exceptional analytical and problem-solving skills with attention to detail. Proactive and capable of working independently Strong legal research and drafting skills, with exceptional attention to detail Excellent written and verbal communication, people management, and relationship-building skills Highly organised and able to manage multiple tasks efficiently Ability to navigate and balance both legal and commercial considerations High level of integrity and professionalism Collaborative team player with a focus on achieving collective goals

a month ago

Legal And Compliance Officer At Andersen
Lagos, nigeria
Apply